22 CFR §121.1 Category IV
USML Category IV: Launch Vehicles, Guided Missiles, Ballistic Missiles, Rockets, Torpedoes, Bombs, and Mines
USML Category IV is one of the most tightly controlled categories, covering complete guided and unguided military rockets, missiles, torpedoes, bombs, mines, and related propulsion systems and subsystems. This category has significant overlap with the Missile Technology Control Regime (MTCR), and exports are among the most heavily scrutinized in U.S. defense trade. Both complete systems and specially designed components — including guidance packages, warheads, and motor cases — are captured.
Reviewed by
Founder, ITAR Screen
Trenton is the founder of ITAR Screen and Gideon Dynamics. He built ITAR Screen to give defense contractors and dual-use exporters fast, auditable USML classification and denied-party screening without the complexity of enterprise compliance platforms.
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Coverage
What Category IV covers
USML Category IV is one of the most tightly controlled categories, covering complete guided and unguided military rockets, missiles, torpedoes, bombs, mines, and related propulsion systems and subsystems. This category has significant overlap with the Missile Technology Control Regime (MTCR), and exports are among the most heavily scrutinized in U.S. defense trade. Both complete systems and specially designed components — including guidance packages, warheads, and motor cases — are captured.
Common controlled items
- Ballistic missiles and intercontinental ballistic missile (ICBM) systems
- Cruise missiles and anti-ship missiles
- Anti-tank guided missiles (ATGMs) such as Javelin and TOW
- Man-portable air defense systems (MANPADS)
- Unguided military rockets (Hydra 70, MLRS)
- Aerial bombs (general-purpose, laser-guided, and GPS-guided)
- Anti-submarine torpedoes and naval mines
- Rocket motor cases and propulsion subsystems for military missiles
EAR / ECCN
EAR overlap
Space launch vehicles and some commercial rocket propulsion components may be subject to EAR under ECCN 9A004 or 9B004. However, any missile or rocket subsystem that could contribute to a military delivery system with a range over 300 km and payload over 500 kg is subject to MTCR-based ITAR controls that override EAR jurisdiction.
Licensing
Typical license requirements
Exports of Category IV items require DSP-5 licenses and are subject to stringent policy review. Missile-related transfers often require Presidential certification and Congressional notification under Section 36(c) of the Arms Export Control Act. MTCR Category I items face a strong presumption of denial.
Regulations
Key citations
22 CFR §121.1 Category IV22 CFR §123 — Export Licenses22 U.S.C. §2797 — MTCR adherence requirements22 CFR §126.1 — Prohibited destinations
Always verify against the current version of the USML (22 CFR Part 121) on the eCFR. ITAR Screen classifications are versioned against the USML reference at the time of the call.
Primary sources
- DDTC — 22 CFR Parts 120–130 (ITAR)
Official ITAR text administered by the State Dept. Directorate of Defense Trade Controls
- BIS — 15 CFR Parts 730–774 (EAR)
Export Administration Regulations, including the Commerce Control List (CCL)
- OFAC — Sanctions Programs and Country Information
Current SDN list, blocked persons, and active U.S. Treasury sanctions programs
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